Audit of the Eastern Regional Office

Final report, May 2014

Table of contents - details

  • 1.0 Executive summary
    • Conclusion
    • Statement of Assurance
    • Summary of Recommendations and Management Action Plans
  • 2.0 Introduction
    • Authority for Audit
    • Background
    • Audit Objectives
    • Audit Scope
    • Approach and Methodology
  • 3.0 Findings and recommendations
    • Objective 1: To assess the adequacy and effectiveness of internal controls related to the performance of services and invoicing of revised user fees
    • Objective 2: To assess the adequacy and effectiveness of internal controls related to the administration of overtime in the Eastern Region
    • Objective 3: To determine whether management controls and risk management are in place to enable effective and efficient operations in achieving organizational objectives
    • Objective 4: To assess the adequacy and effectiveness of internal controls over general data security, including electronic and pre-printed documents
  • Appendix A – Audit Criteria
  • Appendix B – Impact of Recommendations

We express our appreciation to staff and management of the Eastern regional office for their assistance during the course of this audit.

This audit has been reviewed with:

  • B. Lemon, Director, Industry Services

Audit and Evaluation Services contact:

  • B. Brown, Chief Audit Executive